Filed February 1, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 8-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $113,141 |
Filed as: EMPOWER RETIREMENT ADVISORY SVCS Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $102,712 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Service code 55 | Other Commissions | $76,527 |
Service code 13 · EIN 75-2776689 | Contract Administrator | $23,720 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES PLANNING Service code 55 · EIN 74-2466485 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,000 | $72,448-11.7% | $118,746-46.1% | $69,631-8.1% |
| Participation rate | 65.5% | 79.7%-14.2pp | 78.3%-12.8pp | 70.7%-5.2pp |
| Annual return | 12.22% | 19.06%-6.8pp | 24.54%-12.3pp | 27571.02%-27558.8pp |
| Employer contribution / active EE | $2,290 | $3,771-39.3% | $4,193-45.4% | $2,032+12.7% |
| Participant deferral / active EE | $3,104 | $4,943-37.2% | $5,332-41.8% | $3,224-3.7% |
| Admin fee / account holder | $379 | $99+283.8% | $10,720-96.5% | $110+243.5% |