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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC4 years Filed as: CAPFINANCIAL SECURITIES LLC Service code 27 · EIN 26-0058143 4208 SIX FORKS ROAD · WAKE FOREST, NC 27609 | Advisory (Plan) | $38,327 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS C Service code 15 · EIN 13-3689044 | Recordkeeping | $34,511 |
NOVA 401(K) ASSOCIATES6+ years Service code 15 · EIN 20-1181458 | Recordkeeping | $14,449 |
RSM US LLP2 years Service code 10 · EIN 42-0714325 | Accounting | $11,922 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,348 | $58,895+90.8% | $178,503-37.1% | $73,497+52.9% |
| Participation rate | 97.0% | 66.2%+30.8pp | 81.9%+15.1pp | 70.7%+26.3pp |
| Annual return | 15.93% | 24.86%-8.9pp | 151.12%-135.2pp | 28.51%-12.6pp |
| Employer contribution / active EE | $5,184 | $2,236+131.9% | $5,011+3.5% | $2,270+128.4% |
| Participant deferral / active EE | $4,158 | $2,567+62.0% | $5,202-20.1% | $3,740+11.2% |
| Admin fee / account holder | $507 | $400+26.7% | $13,987-96.4% | $513-1.1% |