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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL SECURITIES LLC Service code 18 · EIN 26-0058143 4208 SIX FORKS ROAD · WAKE FOREST, NC 27609 | Account maintenance fees; Custodial (... | $9,701 |
NOVA 401(K) ASSOCIATES3+ years Service code 15 · EIN 20-1181458 | Recordkeeping | $6,330 |
Filed as: TRANSAMERICA RETIREMENT SOLUTIONS C Service code 15 · EIN 13-3689044 | Recordkeeping | $6,269 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,488 | $55,453+54.2% | $170,435-49.8% | $62,293+37.2% |
| Participation rate | 100.0% | 66.4%+33.6pp | 83.6%+16.4pp | 69.5%+30.5pp |
| Annual return | 16.41% | 21.38%-5.0pp | 205.94%-189.5pp | 28.90%-12.5pp |
| Employer contribution / active EE | $3,227 | $2,164+49.1% | $5,432-40.6% | $2,042+58.0% |
| Participant deferral / active EE | $3,256 | $2,303+41.4% | $4,939-34.1% | $3,169+2.7% |
| Admin fee / account holder | $202 | $455-55.7% | $13,881-98.5% | $479-58.0% |