Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 11-3658445 | Advisory (Plan) | $116,055 |
ERNST & YOUNG LLP2 years Service code 10 · EIN 34-6565596 | Accounting | $70,407 |
Service code 12 · EIN 13-3689044 | Float revenue; Shareholder servicing ... | $64,084 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Filed as: FIDELITY INVESTMENTS INST. OPS. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $1,740 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $200 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,008 | $91,762+62.4% | $67,502+120.7% | $77,643+91.9% |
| Participation rate | 94.2% | 75.9%+18.3pp | 72.9%+21.3pp | 70.6%+23.6pp |
| Annual return | 11.51% | 14.87%-3.4pp | 3512.12%-3500.6pp | 31.24%-19.7pp |
| Employer contribution / active EE | $3,225 | $3,181+1.4% | $2,731+18.1% | $2,726+18.3% |
| Participant deferral / active EE | $5,153 | $3,903+32.0% | $4,000+28.8% | $4,647+10.9% |
| Admin fee / account holder | $196 | $176+11.4% | $3,998-95.1% | $430-54.5% |