Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 11-3658445 | Advisory (Plan) | $106,945 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $77,670 |
ERNST & YOUNG LLP1 year Service code 10 · EIN 34-6565596 | Accounting | $6,870 |
Filed as: FIDELITY INVESTMENTS INST. OPS. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $1,820 |
TIAA1 year Filed as: TIAA ASSOCIATION OF AMERICA Service code 27 · EIN 13-1624203 | Advisory (Plan) | $795 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $8 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,511 | $83,884+81.8% | $64,056+138.1% | $74,419+104.9% |
| Participation rate | 87.0% | 76.6%+10.4pp | 72.3%+14.7pp | 70.7%+16.3pp |
| Annual return | 13.50% | 16.57%-3.1pp | 33.69%-20.2pp | 34.38%-20.9pp |
| Employer contribution / active EE | $3,226 | $3,084+4.6% | $2,747+17.5% | $2,637+22.3% |
| Participant deferral / active EE | $5,077 | $3,692+37.5% | $3,880+30.9% | $4,528+12.1% |
| Admin fee / account holder | $164 | $196-16.2% | $3,068-94.6% | $348-52.8% |