Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 11-3658445 | Advisory (Plan) | $116,055 |
ERNST & YOUNG LLP2 years Service code 10 · EIN 34-6565596 | Accounting | $70,407 |
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping and info... | $64,084 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Filed as: FIDELITY INVESTMENTS INST. OPS. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $1,740 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $200 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $149,008 | $91,710+62.5% | $67,560+120.6% | $77,762+91.6% |
| Participation rate | 94.2% | 76.0%+18.2pp | 72.9%+21.3pp | 70.6%+23.6pp |
| Annual return | 11.51% | 14.88%-3.4pp | 3533.50%-3522.0pp | 31.27%-19.8pp |
| Employer contribution / active EE | $3,225 | $3,187+1.2% | $2,737+17.8% | $2,728+18.2% |
| Participant deferral / active EE | $5,153 | $3,911+31.8% | $4,004+28.7% | $4,651+10.8% |
| Admin fee / account holder | $196 | $245-20.0% | $3,994-95.1% | $433-54.7% |