Filed April 23, 2001 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PIMCO FUNDS7+ years Filed as: PACIFIC INVESTMENT MANAGEMENT CO. Service code 28 · EIN 33-0629048 | Investment Management | $1,807,407 |
Filed as: FIDELITY MANAGEMENT TRUST COMPANY Service code 15 · EIN 04-3275867 | Recordkeeping | $1,708,867 |
DELAWARE INVESTMENTS2 years Filed as: MACQUARIE INVESTMENT MGMT ADVISERS Service code 27 · EIN 23-2859590 | Advisory (Plan) | $1,630,455 |
THE BANK OF NEW YORK MELLON3 years Filed as: MELLON CAPITAL MANAGEMENT Service code 28 · EIN 25-1442864 | Investment Management | $1,242,342 |
WESTERN ASSET MANAGEMENT COMPANY7+ years Filed as: WESTERN ASSET Service code 28 · EIN 52-1200960 | Investment Management | $835,541 |
NORTHERN TRUST COMPANY7+ years Filed as: THE NORTHERN TRUST COMPANY Service code 19 · EIN 36-1561860 | Securities Custodian | $570,955 |
Filed as: INSIGHT INVESTMENT Service code 28 · EIN 82-0983489 | Investment Management | $401,256 |
CONDUENT HR CONSULTING, LLC6 years Filed as: CONDUENT Service code 15 · EIN 04-3609848 | Recordkeeping | $79,697 |
ERNST & YOUNG LLP7+ years Service code 10 · EIN 34-6565596 | Accounting | $59,976 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $454,052-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 18.4%-18.4pp | 0.0%0pp |
| Annual return | 2.44% | 9.17%-6.7pp | 8.95%-6.5pp | 13.51%-11.1pp |
| Employer contribution / active EE | $0 | $5,235-100.0% | $46,559-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $131-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $19,831-100.0% | - |