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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC6+ years Service code 27 · EIN 95-3845382 200 N PACIFIC COAST HWY STE 1200 · EL SEGUNDO, CA 902455670 | Advisory (Plan) | $45,220 |
Filed as: GREAT-WEST LIFE & ANNUITY INS Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $33,378 |
MARINER LLC3 years Filed as: MARINER WEALTH ADVISORS Service code 71 4200 E SKELLY DRIVE, SUITE 950 · TULSA, OK 74135 | Brokerage Fees | $29,194 |
PASI, LLC6+ years Filed as: PASI LLC Service code 13 · EIN 26-1407927 10 TALCOTT NOTCH ROAD, SUITE 200 · FARMINGTON, CT 06032 | Contract Administrator | $15,087 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,321 |
TD AMERITRADE, INC.1 year Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $600 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,107 | $58,888+95.5% | $178,499-35.5% | $73,493+56.6% |
| Participation rate | 100.0% | 66.2%+33.8pp | 81.9%+18.1pp | 70.7%+29.3pp |
| Annual return | 12.33% | 24.86%-12.5pp | 151.10%-138.8pp | 28.51%-16.2pp |
| Employer contribution / active EE | $7,352 | $2,236+228.8% | $5,011+46.7% | $2,270+223.9% |
| Participant deferral / active EE | $5,868 | $2,568+128.5% | $5,202+12.8% | $3,740+56.9% |
| Admin fee / account holder | $454 | $400+13.3% | $13,986-96.8% | $513-11.6% |