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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC4+ years Service code 27 · EIN 95-3845382 | Advisory (Plan) | $43,500 |
Filed as: GREAT-WEST LIFE & ANNUITY INS Service code 64 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $26,504 |
MARINER LLC1 year Filed as: MARINER WEALTH ADVISORS Service code 71 4200 E. SKELLY DRIVE, SUITE 950 · TULSA, OK 74135 | Brokerage Fees | $12,036 |
PASI, LLC4+ years Filed as: PASI LLC Service code 13 · EIN 26-1407927 | Contract Administrator | $11,471 |
TD AMERITRADE, INC.3 years Filed as: TD AMERITRADE, INC Service code 33 · EIN 06-0988655 | Securities brokerage | $353 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,830 | $47,977+95.6% | $154,108-39.1% | $56,289+66.7% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -6.92% | 3.54%-10.5pp | 735.21%-742.1pp | -9.96%+3.0pp |
| Employer contribution / active EE | $7,508 | $2,169+246.2% | $5,298+41.7% | $2,111+255.6% |
| Participant deferral / active EE | $5,628 | $2,392+135.3% | $5,081+10.8% | $3,350+68.0% |
| Admin fee / account holder | $348 | $438-20.6% | $13,411-97.4% | $521-33.2% |