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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP2 years Filed as: CETERA INVESTMENT ADVISERS LLC Service code 27 200 N PACIFIC COAST HWY · EL SEGUNDO, CA 90245 | Advisory (Plan) | $73,618 |
EMPOWER ADVISORY GROUP, LLC2 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $65,051 |
EMPOWER ADVISORY GROUP, LLC2 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $19,710 |
Filed as: THE RETIREMENT PLAN COMPANY, LLC Service code 13 P O BOX 306462 · NASHVILLE, TN 372306462 | Contract Administrator | $13,265 |
PASI, LLC2 years Service code 13 10 TALCOTT NOTCH RD · FARMINGTON, CT 06032 | Contract Administrator | $4,260 |
PASI, LLC11+ years Filed as: PASI LLC Service code 13 | Contract Administrator | $3,333 |
22 funds of $250K or more; 23 lines in all, holding $42.2M of the plan's $48.8M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 66% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 9 vintages | $27.8M | 65.8% |
| Vanguard Large-Cap Index Fund Admiral Shares Vanguard · Mutual fund IndexPossible retail class A | $7.0M | 16.6% |
| American Funds Capital World G/I R6 Capital Group · Mutual fund Possible retail class A | $1.2M | 2.8% |
| MFS Growth Fund R6 MFS (Sun Life) · Mutual fund Possible retail class A | $1.2M | 2.8% |
| Key Guaranteed Portfolio Fund Manager not matched · Insurance contract | $839K | 2.0% |
| Eupac Fund Class R-6 Capital Group · Mutual fund Possible retail class A | $411K | 1.0% |
| JPMorgan Mid Cap Growth Fund Class R6 JPMorgan · Mutual fund Possible retail class A | $402K | 1.0% |
| Invesco Core Bond Fund Class R6 Invesco · Mutual fund Possible retail class A | $397K | 0.9% |
| Nuveen International Equity Index Fund Class R6 TIAA (Nuveen) · Mutual fund IndexPossible retail class A | $385K | 0.9% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund Possible retail class A | $351K | 0.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.