Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $129,600 |
Filed as: CHARLES SCHWAB & CO., INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $1,484 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 | Shareholder Servicing | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,708 | $72,658+0.1% | $127,761-43.1% | $67,579+7.6% |
| Participation rate | 86.6% | 80.0%+6.7pp | 79.0%+7.6pp | 71.3%+15.4pp |
| Annual return | 25.27% | 26.49%-1.2pp | 26.14%-0.9pp | 378.56%-353.3pp |
| Employer contribution / active EE | $933 | $3,988-76.6% | $4,574-79.6% | $2,148-56.6% |
| Participant deferral / active EE | $4,944 | $5,383-8.2% | $6,021-17.9% | $3,539+39.7% |
| Admin fee / account holder | $115 | $127-9.8% | $9,395-98.8% | $142-19.5% |