Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $136,040 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage | $1,817 |
QDRO CONSULTANTS COMPANY, LLC3+ years Filed as: QDRO CONSULTANTS CO LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $600 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage | $20 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,297 | $72,448+8.1% | $118,746-34.1% | $69,631+12.4% |
| Participation rate | 87.9% | 79.7%+8.2pp | 78.3%+9.6pp | 70.7%+17.2pp |
| Annual return | 6.82% | 19.06%-12.2pp | 24.54%-17.7pp | 27571.02%-27564.2pp |
| Employer contribution / active EE | $1,046 | $3,771-72.3% | $4,193-75.1% | $2,032-48.5% |
| Participant deferral / active EE | $5,931 | $4,943+20.0% | $5,332+11.2% | $3,224+84.0% |
| Admin fee / account holder | $7 | $99-93.4% | $10,720-99.9% | $110-94.1% |