Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $36,000 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage | $1,884 |
QDRO CONSULTANTS COMPANY, LLC1+ years Filed as: QDRO CONSULTANTS CO LLC Service code 15 3071 PEARL ROAD · MEDINA, OH 44256 | Recordkeeping | $300 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage | $20 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB INVESTMENT MANAGEMEN Service code 33 · EIN 94-3106735 | Securities brokerage | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO. Service code 15 | Recordkeeping | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,722 | $65,263-5.4% | $90,223-31.6% | $55,191+11.8% |
| Participation rate | 21.4% | 79.0%-57.6pp | 79.0%-57.6pp | 69.2%-47.7pp |
| Annual return | -5.77% | 2.81%-8.6pp | 1.31%-7.1pp | 10.78%-16.6pp |
| Employer contribution / active EE | $4,229 | $4,153+1.8% | $4,378-3.4% | $1,899+122.7% |
| Participant deferral / active EE | $6,346 | $5,564+14.1% | $5,792+9.6% | $3,046+108.3% |
| Admin fee / account holder | $30 | $116-74.4% | $7,406-99.6% | $91-67.3% |