Filed July 13, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL, LLC Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $51,050 |
AMERICAN FUNDS2 years Filed as: CAPITAL GROUP RETIREMENT PLAN SVCS. Service code 25 · EIN 82-4555287 | Directed Trustee | $17,978 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,765 | $69,362+108.7% | $101,248+43.0% | $73,488+97.0% |
| Participation rate | 89.1% | 68.4%+20.7pp | 75.8%+13.2pp | 70.7%+18.4pp |
| Annual return | 14.19% | 18.46%-4.3pp | 46.47%-32.3pp | 28.51%-14.3pp |
| Employer contribution / active EE | $4,892 | $2,628+86.1% | $3,660+33.7% | $2,270+115.5% |
| Participant deferral / active EE | $6,606 | $3,300+100.2% | $4,370+51.2% | $3,740+76.7% |
| Admin fee / account holder | $406 | $704-42.3% | $5,945-93.2% | $513-20.9% |