Filed July 13, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL, LLC Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $36,342 |
AMERICAN FUNDS1 year Filed as: CAPITAL GROUP RETIREMENT PLAN SVCS. Service code 25 · EIN 82-4555287 | Directed Trustee | $13,444 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $138,929 | $63,114+120.1% | $92,893+49.6% | $65,185+113.1% |
| Participation rate | 91.0% | 68.8%+22.2pp | 76.0%+15.0pp | 70.2%+20.8pp |
| Annual return | 12.60% | 28.75%-16.2pp | 109.41%-96.8pp | 29.38%-16.8pp |
| Employer contribution / active EE | $4,698 | $2,571+82.8% | $3,653+28.6% | $2,177+115.8% |
| Participant deferral / active EE | $5,063 | $3,108+62.9% | $4,236+19.5% | $3,514+44.1% |
| Admin fee / account holder | $315 | $624-49.5% | $5,794-94.6% | $847-62.8% |