Filed April 17, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $18,284 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,087 |
USI CONSULTING GROUP1 year Service code 12 · EIN 06-1053228 | Claims processing; Distribution (12b-... | $2,985 |
MORNINGSTAR1 year Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Other Fees | $936 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,214 | $46,173-60.6% | $170,435-89.3% | $69,631-73.8% |
| Participation rate | 21.4% | 63.9%-42.5pp | 83.6%-62.2pp | 70.7%-49.3pp |
| Annual return | 13.23% | 21.62%-8.4pp | 205.94%-192.7pp | 27571.02%-27557.8pp |
| Employer contribution / active EE | $308 | $1,610-80.9% | $5,432-94.3% | $2,032-84.9% |
| Participant deferral / active EE | $901 | $2,080-56.7% | $4,939-81.8% | $3,224-72.1% |
| Admin fee / account holder | $60 | $116-48.6% | $13,881-99.6% | $110-46.0% |