Filed June 24, 2025 (most recent of 4 filings on file)
Total covered: 11 employees
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Investment manage... | $539,823 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPTRUST PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $172,657 |
FORVIS, LLP2 years Filed as: FORVIS LLP Service code 10 · EIN 44-0160260 | Accounting | $48,427 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $826 |
CHARLES SCHWAB & CO., INC.7 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,392 | $140,190-31.2% | $115,756-16.7% | $77,906+23.7% |
| Participation rate | 93.3% | 81.0%+12.3pp | 77.1%+16.2pp | 73.7%+19.6pp |
| Annual return | -16.52% | -13.46%-3.1pp | 143.14%-159.7pp | 12.16%-28.7pp |
| Employer contribution / active EE | $5,691 | $3,169+79.6% | $3,793+50.0% | $2,846+99.9% |
| Participant deferral / active EE | $5,681 | $5,401+5.2% | $6,254-9.2% | $4,805+18.2% |
| Admin fee / account holder | $123 | $138-11.3% | $8,124-98.5% | $133-7.4% |