Filed December 31, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $75,000 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,802 |
HOGANTAYLOR LLP5 years Filed as: HOGAN TAYLOR Service code 50 · EIN 73-1413977 | Direct Payment | $10,000 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,059 | $106,236-11.5% | $112,263-16.2% | $64,824+45.1% |
| Participation rate | 92.8% | 71.7%+21.1pp | 75.1%+17.7pp | 71.5%+21.3pp |
| Annual return | -14.14% | -6.02%-8.1pp | 27.49%-41.6pp | 32.84%-47.0pp |
| Employer contribution / active EE | $432 | $3,167-86.4% | $3,636-88.1% | $2,507-82.8% |
| Participant deferral / active EE | $5,432 | $3,786+43.5% | $4,729+14.9% | $4,311+26.0% |
| Admin fee / account holder | $144 | $452-68.1% | $6,410-97.8% | $188-23.3% |