Filed December 31, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $75,000 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,802 |
HOGANTAYLOR LLP5 years Filed as: HOGAN TAYLOR Service code 50 · EIN 73-1413977 | Direct Payment | $10,000 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,059 | $106,236-11.5% | $112,228-16.2% | $64,808+45.1% |
| Participation rate | 92.8% | 71.7%+21.1pp | 75.1%+17.7pp | 71.5%+21.3pp |
| Annual return | -14.14% | -6.02%-8.1pp | 27.45%-41.6pp | 32.82%-47.0pp |
| Employer contribution / active EE | $432 | $3,166-86.4% | $3,635-88.1% | $2,506-82.8% |
| Participant deferral / active EE | $5,432 | $3,785+43.5% | $4,728+14.9% | $4,310+26.0% |
| Admin fee / account holder | $144 | $452-68.1% | $6,410-97.8% | $188-23.3% |