Filed December 31, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $62,662 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $19,753 |
HOGANTAYLOR LLP2 years Filed as: HOGAN TAYLOR Service code 50 · EIN 73-1413977 | Direct Payment | $17,000 |
Service code 49 · EIN 04-1590850 | Other Services | $11,899 |
ALLIANZ GLOBAL INVESTORS3 years Service code 52 · EIN 06-1349805 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
FRANKLIN TEMPLETON3 years Filed as: FRANKLINTEMPLETON Service code 52 · EIN 59-6865210 | Indirect Investment Fees | $0 |
INVESCO3 years Service code 52 · EIN 94-2362417 | Indirect Investment Fees | $0 |
JANUS HENDERSON3 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
Service code 52 · EIN 95-4597302 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,416 | $66,601+55.3% | $92,893+11.3% | $67,579+53.0% |
| Participation rate | 96.9% | 72.5%+24.4pp | 76.0%+20.9pp | 71.3%+25.6pp |
| Annual return | 23.30% | 92.58%-69.3pp | 109.41%-86.1pp | 378.56%-355.3pp |
| Employer contribution / active EE | $3,019 | $2,775+8.8% | $3,653-17.4% | $2,148+40.5% |
| Participant deferral / active EE | $5,766 | $3,157+82.7% | $4,236+36.1% | $3,539+62.9% |
| Admin fee / account holder | $159 | $199-20.2% | $5,794-97.3% | $142+11.5% |