Retirement plan

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Name: ARKANSAS SPECIALTY CARE CENTERS, P.A. - ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN (2015) Form 5500
Creator: ARKANSAS SPECIALTY CARE CENTERS, P.A.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN, ARKANSAS SPECIALTY CARE CENTERS, P.A.

ARKANSAS SPECIALTY CARE CENTERS, P.A.EIN 71-0485626Plan #001PY 2015

600 SOUTH MCKINLEY - LITTLE ROCK, AR 72205501-978-2615orthoarkansas.comLinkedIn201-500 employeesmedical practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$21.7M

No prior year

Total participants

265

No prior year

Average account balance

$81,937

No prior year

Annual return

-0.68%

No prior year

Benchmarks

See 4,452 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort4,452 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$61.07M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$114K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

537

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.92M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$168

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 9 by compensation

Provider	Service type	Compensation
MATRIX TRUST COMPANY1+ years Filed as: BROADRIDGE MATRIX TRUST CO Service code 19 2800 NORTH CENTRAL AVENUE, SUITE 90 · PHOENIX, AZ 85004	Securities Custodian	$53,428
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 28 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019	Investment Management	$45,477
U.S. CAPITAL ADVISORS LLC1+ years Filed as: U.S. CAPITAL ADVISORS Service code 28 · EIN 27-1135667 1330 POST OAK BLVD · HOUSTON, TX 77056	Investment Management	$22,299
FIRST CLEARING LLC1+ years Filed as: FIRST CLEARING CORPORATION, LLC Service code 19 · EIN 23-2384840 1 NORTH JEFFERSON AVENUE · ST. LOUIS, MO 63103	Securities Custodian	$18,659
SHEAKLEY1+ years Service code 15 · EIN 31-1176227 100 MERCHANT ST. · CINCINNATI, OH 45246	Recordkeeping	$15,214
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 19 · EIN 59-1237041 1001 NORTH UNIVERSITY · LITTLE ROCK, AR 72207	Securities Custodian	$12,961
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES, LLC Service code 19 · EIN 71-0857130 499 WASHINGTON BLVD · JERSEY CITY, NJ 07310	Securities Custodian	$7,267
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB Service code 19 · EIN 94-1737782	Securities Custodian	$5,933
SMITH CAPITAL MANAGEMENT INC1+ years Filed as: SMITH CAPITAL MANAGEMENT Service code 28 · EIN 71-0596922	Investment Management	$5,449

Plan features & details

Pension benefit codes2A2E2F2G2J2R

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$203K

$1514 / participant

Investment mgmt$184K90.5%
Other / not subdivided$19K9.5%

% of EOY assets

0.934%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: JPMS COX, PLLC
Auditor EIN: 201776739
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$81,937

$46,360+76.7%

$147,617-44.5%

$52,331+56.6%

Participation rate

100.0%

64.9%+35.1pp

84.6%+15.4pp

68.1%+31.9pp

Annual return

-0.68%

1.62%-2.3pp

61.98%-62.7pp

4.54%-5.2pp

Employer contribution / active EE

$7,113

$2,126+234.5%

$5,564+27.8%

$1,882+278.0%

Participant deferral / active EE

$4,219

$2,258+86.9%

$4,895-13.8%

$3,022+39.6%

Admin fee / account holder

$766

$7660%

$11,612-93.4%

$592+29.4%

Provider

Service type

Compensation

MATRIX TRUST COMPANY1+ years

Filed as: BROADRIDGE MATRIX TRUST CO

Service code 19

2800 NORTH CENTRAL AVENUE, SUITE 90 · PHOENIX, AZ 85004

Securities Custodian

$53,428

UBS FINANCIAL SERVICES INC1+ years

Filed as: UBS FINANCIAL SERVICES

Service code 28 · EIN 13-2638166

1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019

Investment Management

$45,477

U.S. CAPITAL ADVISORS LLC1+ years

Filed as: U.S. CAPITAL ADVISORS

Service code 28 · EIN 27-1135667

1330 POST OAK BLVD · HOUSTON, TX 77056

Investment Management

$22,299

FIRST CLEARING LLC1+ years

Filed as: FIRST CLEARING CORPORATION, LLC

Service code 19 · EIN 23-2384840

1 NORTH JEFFERSON AVENUE · ST. LOUIS, MO 63103

Securities Custodian

$18,659

SHEAKLEY1+ years

Service code 15 · EIN 31-1176227

100 MERCHANT ST. · CINCINNATI, OH 45246

Recordkeeping

$15,214

RAYMOND JAMES FINANCIAL SERVICES1+ years

Filed as: RAYMOND JAMES & ASSOCIATES, INC.

Service code 19 · EIN 59-1237041

1001 NORTH UNIVERSITY · LITTLE ROCK, AR 72207

Securities Custodian

$12,961

NATIONAL FINANCIAL SERVICES1+ years

Filed as: NATIONAL FINANCIAL SERVICES, LLC

Service code 19 · EIN 71-0857130

499 WASHINGTON BLVD · JERSEY CITY, NJ 07310

Securities Custodian

$7,267

CHARLES SCHWAB & CO., INC.1+ years

Filed as: CHARLES SCHWAB

Service code 19 · EIN 94-1737782

Securities Custodian

$5,933

SMITH CAPITAL MANAGEMENT INC1+ years

Filed as: SMITH CAPITAL MANAGEMENT

Service code 28 · EIN 71-0596922

Investment Management

$5,449

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion