Retirement plan

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Name: ARKANSAS SPECIALTY CARE CENTERS, P.A. - ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN (2018) Form 5500
Creator: ARKANSAS SPECIALTY CARE CENTERS, P.A.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN, ARKANSAS SPECIALTY CARE CENTERS, P.A.

ARKANSAS SPECIALTY CARE CENTERS, P.A.EIN 71-0485626Plan #001PY 2018

800 FAIR PARK BLVD - LITTLE ROCK, AR 72204501-978-2615orthoarkansas.comLinkedIn201-500 employeesmedical practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$50.3M

+112.7% from 2017

Total participants

555

+98.2% from 2017

Average account balance

$94,244

+11.5% from 2017

Annual return

105.07%

+89.13 pp from 2017

Benchmarks

See 3,850 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,850 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$61.07M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$114K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

537

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.92M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.42%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$168

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
U.S. CAPITAL ADVISORS LLC4+ years Filed as: U.S. CAPITAL ADVISORS Service code 28 · EIN 27-1135667 1330 POST OAK BLVD · HOUSTON, TX 77056	Investment Management	$71,667
MATRIX TRUST COMPANY4+ years Filed as: BROADRIDGE MATRIX TRUST CO Service code 19 2800 NORTH CENTRAL AVE.,SUITE 90 · PHOENIX, AZ 85004	Securities Custodian	$46,772
RAYMOND JAMES FINANCIAL SERVICES1 year Filed as: RAYMOND JAMES & ASSOCIATES, INC Service code 19 · EIN 59-1237041 1001 NORTH UNIVERSITY · LITTLE ROCK, AR 72207	Securities Custodian	$25,076
SHEAKLEY4+ years Service code 15 · EIN 31-1176227 100 MERCHANT ST · CINCINNATI, OH 45246	Recordkeeping	$15,764
AMERIPRISE FINANCIAL SERVICES INC2 years Filed as: AMERIPRISE FINANCIAL SERVICES Service code 19 709 LONG POINT RD., STE A · MT. PLEASANT, SC 29464	Securities Custodian	$12,275
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB Service code 19 · EIN 94-1737782	Securities Custodian	$9,840
SMITH CAPITAL MANAGEMENT INC4+ years Filed as: SMITH CAPITAL MANAGEMENT Service code 28 · EIN 71-0596922 100 RIVER BLUFF DR. · LITTLE ROCK, AR 72202	Investment Management	$8,426

Plan features & details

Pension benefit codes2A2E2F2G2J2R

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$194K

$608 / participant

Investment mgmt$194K100.0%

% of EOY assets

0.385%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HOGANTAYLOR LLP
Auditor EIN: 731413977
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$94,244

$37,196+153.4%

$154,111-38.8%

$55,725+69.1%

Participation rate

93.4%

64.1%+29.3pp

83.0%+10.4pp

70.9%+22.6pp

Annual return

105.07%

1319.68%-1214.6pp

735.18%-630.1pp

244.93%-139.9pp

Employer contribution / active EE

$5,513

$1,614+241.5%

$5,298+4.1%

$2,078+165.3%

Participant deferral / active EE

$1,846

$2,068-10.8%

$5,081-63.7%

$3,356-45.0%

Admin fee / account holder

$363

$102+257.5%

$13,411-97.3%

$115+215.3%

Provider

Service type

Compensation

U.S. CAPITAL ADVISORS LLC4+ years

Filed as: U.S. CAPITAL ADVISORS

Service code 28 · EIN 27-1135667

1330 POST OAK BLVD · HOUSTON, TX 77056

Investment Management

$71,667

MATRIX TRUST COMPANY4+ years

Filed as: BROADRIDGE MATRIX TRUST CO

Service code 19

2800 NORTH CENTRAL AVE.,SUITE 90 · PHOENIX, AZ 85004

Securities Custodian

$46,772

RAYMOND JAMES FINANCIAL SERVICES1 year

Filed as: RAYMOND JAMES & ASSOCIATES, INC

Service code 19 · EIN 59-1237041

1001 NORTH UNIVERSITY · LITTLE ROCK, AR 72207

Securities Custodian

$25,076

SHEAKLEY4+ years

Service code 15 · EIN 31-1176227

100 MERCHANT ST · CINCINNATI, OH 45246

Recordkeeping

$15,764

AMERIPRISE FINANCIAL SERVICES INC2 years

Filed as: AMERIPRISE FINANCIAL SERVICES

Service code 19

709 LONG POINT RD., STE A · MT. PLEASANT, SC 29464

Securities Custodian

$12,275

CHARLES SCHWAB & CO., INC.4+ years

Filed as: CHARLES SCHWAB

Service code 19 · EIN 94-1737782

Securities Custodian

$9,840

SMITH CAPITAL MANAGEMENT INC4+ years

Filed as: SMITH CAPITAL MANAGEMENT

Service code 28 · EIN 71-0596922

100 RIVER BLUFF DR. · LITTLE ROCK, AR 72202

Investment Management

$8,426

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ARKANSAS SPECIALTY CARE CENTERS, P.A. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion