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| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC2 years Service code 26 · EIN 71-0641478 111 CENTER STREET · LITTLE ROCK, AR 72201 | Advisory (Participants) | $25,842 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,488 | $83,485+35.9% | $125,195-9.4% | $72,976+55.5% |
| Participation rate | 100.0% | 73.3%+26.7pp | 79.8%+20.2pp | 69.5%+30.5pp |
| Annual return | 17.93% | 25.77%-7.8pp | 43.79%-25.9pp | 81.02%-63.1pp |
| Employer contribution / active EE | $5,087 | $2,346+116.9% | $3,866+31.6% | $2,440+108.5% |
| Participant deferral / active EE | $5,816 | $3,586+62.2% | $4,937+17.8% | $3,608+61.2% |
| Admin fee / account holder | $582 | $5,518-89.5% | $9,704-94.0% | $5,124-88.6% |