Filed February 24, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $6,329 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $2,773 | $44,734-93.8% | $99,489-97.2% | $67,584-95.9% |
| Participation rate | 100.0% | 66.2%+33.8pp | 73.8%+26.2pp | 71.3%+28.7pp |
| Annual return | 19.84% | 32.45%-12.6pp | 30.72%-10.9pp | 378.59%-358.7pp |
| Employer contribution / active EE | $0 | $1,261-100.0% | $2,541-100.0% | $2,148-100.0% |
| Participant deferral / active EE | $0 | $2,731-100.0% | $3,619-100.0% | $3,540-100.0% |
| Admin fee / account holder | $4 | $120-96.4% | $6,254-99.9% | $142-97.0% |