Filed February 24, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH I Service code 13 · EIN 13-5674085 | Contract Administrator | $24,035,254 |
BLACKROCK10+ years Filed as: BLACKROCK INSTITUTIONAL TRUST CO NA Service code 28 · EIN 94-3112180 | Investment Management | $3,799,185 |
Service code 28 · EIN 04-3304963 | Investment Management | $2,961,377 |
LOOMIS SAYLES9 years Service code 28 · EIN 04-3200030 | Investment Management | $2,207,467 |
D. F. DENT & COMPANY, INC.6 years Filed as: D.F. DENT AND COMPANY, INC. Service code 28 · EIN 52-1045317 | Investment Management | $1,990,575 |
RICE HALL JAMES6 years Filed as: RICE HALL JAMES & ASSOCIATES, LLC Service code 28 · EIN 43-1992528 | Investment Management | $1,487,633 |
WELLINGTON TRUST COMPANY8 years Filed as: WELLINGTON TRUST COMPANY, N.A. Service code 28 · EIN 04-2755549 | Investment Management | $1,006,403 |
NUVEEN6 years Filed as: NUVEEN ASSET MANAGEMENT Service code 28 · EIN 27-4357327 | Investment Management | $979,352 |
NORTHERN TRUST COMPANY10+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $968,611 |
Service code 28 · EIN 22-3367558 | Investment Management | $698,530 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,737 | $142,480-69.3% | $93,063-53.0% | $142,480-69.3% |
| Participation rate | 51.6% | 76.2%-24.6pp | 72.1%-20.5pp | 76.2%-24.6pp |
| Annual return | 21.40% | 16.32%+5.1pp | 34.15%-12.8pp | 16.32%+5.1pp |
| Employer contribution / active EE | $1,092 | $3,867-71.8% | $2,476-55.9% | $3,867-71.8% |
| Participant deferral / active EE | $1,536 | $6,807-77.4% | $3,958-61.2% | $6,807-77.4% |
| Admin fee / account holder | $36 | $307-88.4% | $6,033-99.4% | $307-88.4% |