Filed December 17, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $87,049 |
UBS FINANCIAL SERVICES INC5 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $65,850 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,283 | $45,000-12.7% | $143,797-72.7% | $77,906-49.6% |
| Participation rate | 97.6% | 66.8%+30.8pp | 80.3%+17.3pp | 73.7%+23.9pp |
| Annual return | -15.42% | 29.03%-44.4pp | -0.04%-15.4pp | 12.16%-27.6pp |
| Employer contribution / active EE | $2,441 | $1,870+30.6% | $4,952-50.7% | $2,846-14.2% |
| Participant deferral / active EE | $4,568 | $3,157+44.7% | $5,638-19.0% | $4,805-4.9% |
| Admin fee / account holder | $82 | $98-17.2% | $14,679-99.4% | $133-38.5% |