Filed December 17, 2018
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 70 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Consulting Fees | $92,894 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $5,142 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$7,749 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,569 | $37,117+38.9% | $147,617-65.1% | $55,191-6.6% |
| Participation rate | 75.7% | 63.6%+12.1pp | 84.6%-8.9pp | 69.2%+6.5pp |
| Annual return | 0.36% | 3.44%-3.1pp | 61.98%-61.6pp | 10.78%-10.4pp |
| Employer contribution / active EE | $5 | $1,620-99.7% | $5,564-99.9% | $1,899-99.7% |
| Participant deferral / active EE | $2,694 | $1,985+35.7% | $4,895-45.0% | $3,046-11.6% |
| Admin fee / account holder | $169 | $86+97.8% | $11,612-98.5% | $91+86.5% |