| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $607,976 |
USI CONSULTING GROUP2+ years Filed as: USI MIDWEST CINCINNATI Service code 23 · EIN 31-0507943 | Insurance services | $159,735 |
Filed as: BATELLE ENERGY ALLIANCE, LLC Service code 10 · EIN 68-0588324 | Accounting | $88,624 |
AON CONSULTING2+ years Filed as: AON HEWITT Service code 16 · EIN 22-2232264 | Consulting | $60,110 |
KILPATRICK TOWNSEND2+ years Filed as: KILPATRICK TOWNSEND & STOCKTON, LLP Service code 29 · EIN 58-0511774 | Legal | $57,861 |
RUDD & COMPANY PLLC2+ years Filed as: RUDD AND COMPANY Service code 10 · EIN 82-0467399 | Accounting | $15,506 |
Filed as: BATTELLE ENERGY ALLIANCE LLC Service code 10 · EIN 31-4379427 | Accounting | $13,453 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BATELLE ENERGY ALLIANCE, LLC | EMPLOYER USE OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED BY VFCP | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $190,438 | $96,458+97.4% | $136,298+39.7% | $77,958+144.3% |
| Participation rate | 97.2% | 75.4%+21.8pp | 81.9%+15.2pp | 71.6%+25.5pp |
| Annual return | 12.31% | 23.78%-11.5pp | 5156.27%-5144.0pp | 20.87%-8.6pp |
| Employer contribution / active EE | $6,067 | $3,144+93.0% | $4,696+29.2% | $2,310+162.6% |
| Participant deferral / active EE | $9,167 | $5,902+55.3% | $6,247+46.7% | $3,537+159.2% |
| Admin fee / account holder | $131 | $80+62.9% | $9,244-98.6% | $97+34.5% |