| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.1+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $325,439 |
USI CONSULTING GROUP1+ years Filed as: USI MIDWEST CINCINNATI Service code 23 · EIN 31-0507943 | Insurance services | $144,804 |
Filed as: BATTELLE ENERGY ALLIANCE LLC Service code 10 · EIN 31-4379427 | Accounting | $96,696 |
AON CONSULTING1+ years Filed as: AON HEWITT Service code 16 · EIN 22-2232264 | Consulting | $59,932 |
KILPATRICK TOWNSEND1+ years Filed as: KILPATRICK TOWNSEND & STOCKTON, LLP Service code 29 · EIN 58-0511774 | Legal | $44,091 |
RUDD & COMPANY PLLC1+ years Filed as: RUDD AND COMPANY Service code 10 · EIN 82-0467399 | Accounting | $14,952 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BATTELLE ENERGY ALLIANCE, LLC | EMPLOYER USE OF ASSETS OF PLAN ASSETS RESULTING FROM OVERHEAD EXPENSES CHARGED TO PLAN, CORRECTED BY VFCP | — | — |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $192,680 | $85,635+125.0% | $123,894+55.5% | $63,975+201.2% |
| Participation rate | 99.2% | 74.9%+24.3pp | 81.4%+17.8pp | 71.1%+28.1pp |
| Annual return | 9.07% | 15.74%-6.7pp | 47.52%-38.4pp | 48.65%-39.6pp |
| Employer contribution / active EE | $5,653 | $3,076+83.8% | $4,617+22.4% | $2,182+159.1% |
| Participant deferral / active EE | $8,737 | $5,667+54.2% | $5,984+46.0% | $3,356+160.3% |
| Admin fee / account holder | $99 | $75+32.0% | $8,357-98.8% | $70+40.4% |