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| Provider | Service type | Compensation |
|---|---|---|
STANCORP FINANCIAL GROUP5+ years Service code 12 · EIN 93-1253576 | Recordkeeping and information managem... | $91,948 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL CORPOPRATION RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $51,464 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 47-1566880 | Advisory (Plan) | $16,802 |
RELIANCE TRUST COMPANY3 years Service code 19 · EIN 58-1428634 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,455 | $40,522+7.2% | $84,628-48.7% | $67,579-35.7% |
| Participation rate | 96.4% | 51.1%+45.3pp | 68.2%+28.1pp | 71.3%+25.1pp |
| Annual return | 18.06% | 32.72%-14.7pp | 258.80%-240.7pp | 378.56%-360.5pp |
| Employer contribution / active EE | $2,323 | $1,146+102.7% | $2,653-12.4% | $2,148+8.2% |
| Participant deferral / active EE | $3,294 | $2,132+54.5% | $3,900-15.5% | $3,539-6.9% |
| Admin fee / account holder | $189 | $145+30.2% | $4,914-96.2% | $142+32.9% |