Filed January 13, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIVE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,970 |
Filed as: INDEPENDENT FINANCIAL GROUP Service code 27 12636 HIGH BLUFF DR STE 100 · SAN DIEGO, CA 92130 | Advisory (Plan) | $2,612 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS TRUST COMPANY OF PUERTO RICO Service code 13 250 MUNOZ RIVERA AVE · SAN JUAN, PR 00985 | Contract Administrator | $1,976 |
INDEPENDENT FINANCIAL GROUP LLC2+ years Service code 55 | Other Commissions | $1,897 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,762 | $74,089-70.6% | $133,975-83.8% | $55,167-60.6% |
| Participation rate | 96.0% | 84.3%+11.8pp | 87.1%+9.0pp | 69.0%+27.0pp |
| Annual return | 10.16% | 12.11%-2.0pp | 29.29%-19.1pp | 169.23%-159.1pp |
| Employer contribution / active EE | $1,331 | $3,064-56.6% | $5,211-74.5% | $1,963-32.2% |
| Participant deferral / active EE | $1,582 | $4,678-66.2% | $6,282-74.8% | $3,054-48.2% |
| Admin fee / account holder | $1,408 | $458+207.3% | $9,324-84.9% | $504+179.4% |