Filed October 18, 2004 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2+ years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 26 · EIN 26-0058143 | Advisory (Participants) | $151,300 |
CABANISS JOHNSTON2+ years Service code 29 · EIN 63-0034530 | Legal | $33,749 |
Filed as: BMS&S, LLC Service code 10 · EIN 46-1498870 | Accounting | $24,457 |
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON COMPANY Service code 99 5847 SAN FELIPLE ST SUITE 320 · HOUSTON, TX 77057 | Other Fees | $10,292 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$51,516 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,080 | $61,125+32.6% | $108,582-25.3% | $63,975+26.7% |
| Participation rate | 97.9% | 80.5%+17.4pp | 79.6%+18.4pp | 71.1%+26.8pp |
| Annual return | 6.18% | 14.06%-7.9pp | -51.70%+57.9pp | 48.65%-42.5pp |
| Employer contribution / active EE | $2,883 | $2,237+28.9% | $3,758-23.3% | $2,182+32.2% |
| Participant deferral / active EE | $4,740 | $3,574+32.6% | $4,311+10.0% | $3,356+41.2% |
| Admin fee / account holder | $55 | $72-23.6% | $7,645-99.3% | $70-21.9% |