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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 49 · EIN 02-6431063 | Other Services | $27,920 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $24,430 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,840 | $69,305-35.3% | $82,312-45.5% | $69,631-35.6% |
| Participation rate | 93.5% | 80.3%+13.3pp | 76.9%+16.6pp | 70.7%+22.9pp |
| Annual return | 20.31% | 21.47%-1.2pp | 25.88%-5.6pp | 27571.02%-27550.7pp |
| Employer contribution / active EE | $690 | $1,887-63.4% | $2,428-71.6% | $2,032-66.0% |
| Participant deferral / active EE | $3,327 | $3,568-6.8% | $3,706-10.2% | $3,224+3.2% |
| Admin fee / account holder | $47 | $97-51.9% | $5,608-99.2% | $110-57.7% |