Filed January 27, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OXFORD FINANCIAL GROUP, LTD8+ years Filed as: OXFORD FINANCIAL GROUP LTD Service code 27 · EIN 35-1588335 | Advisory (Plan) | $20,052 |
RSM US LLP5 years Service code 10 · EIN 42-0714325 | Accounting | $14,230 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $11,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,464 | $58,320+32.8% | $86,436-10.4% | $66,914+15.8% |
| Participation rate | 65.8% | 78.6%-12.8pp | 80.3%-14.5pp | 69.8%-4.0pp |
| Annual return | -20.48% | -9.71%-10.8pp | 4394.89%-4415.4pp | 1.58%-22.1pp |
| Employer contribution / active EE | $1,390 | $2,615-46.9% | $3,769-63.1% | $2,544-45.4% |
| Participant deferral / active EE | $4,573 | $6,899-33.7% | $6,952-34.2% | $4,237+7.9% |
| Admin fee / account holder | $393 | $546-27.9% | $6,731-94.2% | $593-33.7% |