Filed January 27, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OXFORD FINANCIAL GROUP, LTD5+ years Filed as: OXFORD FINANCIAL GROUP LTD Service code 27 · EIN 35-1588335 | Advisory (Plan) | $33,803 |
RSM US LLP2 years Service code 10 · EIN 42-0714325 | Accounting | $14,595 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $11,693 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,518 | $58,655+21.9% | $91,989-22.3% | $65,185+9.7% |
| Participation rate | 70.3% | 75.3%-5.0pp | 78.6%-8.3pp | 70.2%+0.1pp |
| Annual return | 22.31% | 33.92%-11.6pp | 69.02%-46.7pp | 29.38%-7.1pp |
| Employer contribution / active EE | $1,215 | $2,080-41.6% | $3,452-64.8% | $2,177-44.2% |
| Participant deferral / active EE | $3,714 | $5,474-32.2% | $5,923-37.3% | $3,514+5.7% |
| Admin fee / account holder | $423 | $434-2.5% | $7,743-94.5% | $847-50.0% |