Filed January 27, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OXFORD FINANCIAL GROUP, LTD6+ years Filed as: OXFORD FINANCIAL GROUP LTD Service code 27 · EIN 35-1588335 | Advisory (Plan) | $27,223 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $15,722 |
RSM US LLP3 years Service code 10 · EIN 42-0714325 | Accounting | $13,925 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,014 | $66,813+31.7% | $100,516-12.4% | $73,488+19.8% |
| Participation rate | 68.7% | 77.5%-8.8pp | 79.4%-10.7pp | 70.7%-2.0pp |
| Annual return | 17.89% | 25.70%-7.8pp | 30.89%-13.0pp | 28.51%-10.6pp |
| Employer contribution / active EE | $463 | $2,147-78.5% | $3,418-86.5% | $2,270-79.6% |
| Participant deferral / active EE | $3,835 | $5,883-34.8% | $6,270-38.8% | $3,740+2.6% |
| Admin fee / account holder | $462 | $512-9.7% | $8,081-94.3% | $513-9.9% |