Filed January 27, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OXFORD FINANCIAL GROUP, LTD7+ years Filed as: OXFORD FINANCIAL GROUP LTD Service code 27 · EIN 35-1588335 | Advisory (Plan) | $30,885 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $17,116 |
RSM US LLP4 years Service code 10 · EIN 42-0714325 | Accounting | $14,195 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,782 | $73,638+32.8% | $108,410-9.8% | $79,386+23.2% |
| Participation rate | 69.3% | 77.4%-8.1pp | 80.1%-10.8pp | 70.7%-1.4pp |
| Annual return | 14.66% | 33.27%-18.6pp | 905.27%-890.6pp | 116.85%-102.2pp |
| Employer contribution / active EE | $1,108 | $2,397-53.8% | $3,558-68.9% | $2,427-54.3% |
| Participant deferral / active EE | $4,324 | $6,218-30.5% | $6,563-34.1% | $4,046+6.9% |
| Admin fee / account holder | $514 | $638-19.4% | $7,295-93.0% | $626-17.9% |