Filed January 26, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $952,266 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $660,812 |
NORTHERN TRUST COMPANY9+ years Service code 19 · EIN 36-1561860 | Securities Custodian | $245,120 |
ERNST & YOUNG LLP3 years Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $58,000 |
Service code 16 · EIN 34-1820650 | Consulting | $10,300 |
DODGE & COX6 years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $0 |
HOLLAND & KNIGHT4 years Service code 27 · EIN 59-0663819 | Advisory (Plan) | $0 |
LOOMIS SAYLES9+ years Service code 27 · EIN 04-3200030 | Advisory (Plan) | $0 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY INVESTMENT MANAGEMEN Service code 27 · EIN 04-6956300 | Advisory (Plan) | $0 |
WELLINGTON TRUST COMPANY4 years Filed as: WELLINGTON MANAGEMENT CO LLP Service code 27 · EIN 04-2683227 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,206 | $119,999-16.5% | $70,589+42.0% | $96,393+4.0% |
| Participation rate | 56.1% | 66.2%-10.1pp | 68.4%-12.3pp | 71.3%-15.2pp |
| Annual return | 14.71% | 20.36%-5.6pp | 32.80%-18.1pp | 22.88%-8.2pp |
| Employer contribution / active EE | $250 | $4,602-94.6% | $2,977-91.6% | $3,239-92.3% |
| Participant deferral / active EE | $2,301 | $4,604-50.0% | $4,569-49.6% | $5,455-57.8% |
| Admin fee / account holder | $60 | $95-36.7% | $6,430-99.1% | $74-18.9% |