Filed March 11, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $378,903 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $327,920 |
OSAIC WEALTH INC2 years Service code 27 10 EXCHANGE PLACE STE 1410 · JERSEY CITY, NJ 07302 | Advisory (Plan) | $54,984 |
Service code 16 · EIN 34-1820650 | Consulting | $1,200 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $213 |
CHARLES SCHWAB & CO., INC.10+ years Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,591 | $112,582-24.0% | $105,624-19.0% | $200,096-57.2% |
| Participation rate | 95.8% | 86.3%+9.6pp | 75.3%+20.5pp | 72.0%+23.8pp |
| Annual return | 14.14% | 15.58%-1.4pp | 116.20%-102.1pp | 34.26%-20.1pp |
| Employer contribution / active EE | $3,063 | $4,580-33.1% | $3,168-3.3% | $3,038+0.8% |
| Participant deferral / active EE | $7,477 | $6,655+12.3% | $5,013+49.2% | $5,090+46.9% |
| Admin fee / account holder | $173 | $107+61.8% | $10,961-98.4% | $269-35.7% |