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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INSURANCE Service code 55 1000 HARBOR BLVD FL 6 · WEEHAWKEN, NJ 07086 | Other Commissions | $18,035 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $4,705 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,782 | $50,498-11.3% | $75,784-40.9% | $55,191-18.9% |
| Participation rate | 50.9% | 69.4%-18.6pp | 75.8%-25.0pp | 69.2%-18.3pp |
| Annual return | 0.80% | 1.80%-1.0pp | 9.68%-8.9pp | 10.78%-10.0pp |
| Employer contribution / active EE | $491 | $2,291-78.5% | $3,323-85.2% | $1,899-74.1% |
| Participant deferral / active EE | $1,661 | $2,589-35.9% | $3,652-54.5% | $3,046-45.5% |
| Admin fee / account holder | $20 | $123-83.7% | $5,300-99.6% | $91-77.9% |