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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INSURANCE Service code 55 1000 HARBOR BLVD FL 6 · WEEHAWKEN, NJ 07086 | Other Commissions | $18,468 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $5,677 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,528 | $57,921-23.1% | $84,753-47.5% | $57,658-22.8% |
| Participation rate | 49.5% | 72.9%-23.4pp | 76.6%-27.1pp | 70.2%-20.7pp |
| Annual return | 7.01% | 10.24%-3.2pp | 22.78%-15.8pp | 5.13%+1.9pp |
| Employer contribution / active EE | $639 | $2,598-75.4% | $3,574-82.1% | $1,974-67.6% |
| Participant deferral / active EE | $2,205 | $2,742-19.6% | $3,712-40.6% | $3,061-28.0% |
| Admin fee / account holder | $21 | $130-83.7% | $5,333-99.6% | $95-77.6% |