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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $29,584 |
Filed as: LOCKTON INVEST ADVISORS LLC Service code 26 · EIN 20-8874282 | Advisory (Participants) | $10,000 |
WHITLEY PENN LLP1 year Service code 10 · EIN 75-2393478 | Accounting | $8,000 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,794 | $43,504+35.1% | $68,612-14.3% | $56,287+4.5% |
| Participation rate | 98.0% | 67.8%+30.2pp | 72.2%+25.8pp | 69.9%+28.2pp |
| Annual return | -5.57% | -3.15%-2.4pp | -4.63%-0.9pp | -9.96%+4.4pp |
| Employer contribution / active EE | $4,307 | $1,525+182.4% | $2,625+64.1% | $2,111+104.0% |
| Participant deferral / active EE | $7,627 | $2,509+204.0% | $3,311+130.3% | $3,350+127.7% |
| Admin fee / account holder | $222 | $515-57.0% | $5,131-95.7% | $521-57.4% |