Filed February 19, 2020 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $218,071 |
LPL FINANCIAL1+ years Service code 27 · EIN 04-3046611 | Advisory (Plan) | $100,000 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO GALLIARD Service code 52 · EIN 94-6751924 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,638 | $38,312-14.8% | $100,671-67.6% | $59,188-44.9% |
| Participation rate | 38.7% | 57.4%-18.7pp | 70.7%-32.0pp | 69.4%-30.7pp |
| Annual return | 0.26% | 2.64%-2.4pp | 20.43%-20.2pp | 5.51%-5.2pp |
| Employer contribution / active EE | $660 | $1,183-44.2% | $4,012-83.5% | $2,098-68.5% |
| Participant deferral / active EE | $1,248 | $1,847-32.4% | $3,144-60.3% | $3,265-61.8% |
| Admin fee / account holder | $96 | $68+41.9% | $4,850-98.0% | $92+4.2% |