Filed December 25, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $135,409 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPTRUST FINANCIAL ADVISORS Service code 70 · EIN 26-0058143 | Consulting Fees | $122,498 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,236 | $87,621+87.4% | $86,436+90.0% | $77,904+110.8% |
| Participation rate | 83.3% | 85.8%-2.5pp | 80.3%+2.9pp | 73.7%+9.6pp |
| Annual return | -18.81% | -13.90%-4.9pp | 4394.89%-4413.7pp | 12.21%-31.0pp |
| Employer contribution / active EE | $4,572 | $3,474+31.6% | $3,769+21.3% | $2,848+60.6% |
| Participant deferral / active EE | $10,180 | $8,645+17.8% | $6,952+46.4% | $4,806+111.8% |
| Admin fee / account holder | $122 | $85+44.2% | $6,731-98.2% | $133-7.9% |