Filed December 25, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPTRUST ADVISORS Service code 27 · EIN 26-0058143 | Advisory (Plan) | $110,000 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $17,284 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,590 | $86,338+94.1% | $91,989+82.2% | $77,787+115.4% |
| Participation rate | 78.3% | 82.9%-4.7pp | 78.6%-0.3pp | 73.2%+5.1pp |
| Annual return | 22.79% | 29.65%-6.9pp | 69.02%-46.2pp | 32.57%-9.8pp |
| Employer contribution / active EE | $4,027 | $2,988+34.8% | $3,452+16.7% | $2,504+60.8% |
| Participant deferral / active EE | $8,673 | $6,908+25.5% | $5,923+46.4% | $3,967+118.6% |
| Admin fee / account holder | $56 | $79-29.7% | $7,743-99.3% | $100-44.3% |