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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $42,585 |
UBS FINANCIAL SERVICES INC6 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $38,223 |
ASSURANCE DIMENSIONS1 year Service code 10 4920 WEST CYPRESS STREET STE 102 · TAMPA, FL 33607 | Accounting | $8,000 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,099 |
Service code 25 7100 BLANDING BLVD · JACKSONVILLE, FL 32244 | Directed Trustee | $2,500 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,513 | $91,394-72.1% | $130,026-80.4% | $74,440-65.7% |
| Participation rate | 84.4% | 77.8%+6.6pp | 78.5%+5.9pp | 70.7%+13.6pp |
| Annual return | 19.37% | 23.20%-3.8pp | -137.26%+156.6pp | 34.37%-15.0pp |
| Employer contribution / active EE | $1,359 | $2,565-47.0% | $4,321-68.5% | $2,638-48.5% |
| Participant deferral / active EE | $5,612 | $4,721+18.9% | $5,821-3.6% | $4,529+23.9% |
| Admin fee / account holder | $209 | $284-26.4% | $10,608-98.0% | $348-40.0% |