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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PERSONAL FINANCIAL PROFILES INC Service code 26 · EIN 65-0267591 | Advisory (Participants) | $77,586 |
PERSONAL FINANCIAL PROFILES5+ years Service code 28 · EIN 65-0267891 | Investment Management | $39,551 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $563 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,191 | $52,961+109.9% | $172,752-35.6% | $65,185+70.6% |
| Participation rate | 98.7% | 66.2%+32.5pp | 82.6%+16.1pp | 70.2%+28.5pp |
| Annual return | 19.61% | 30.12%-10.5pp | 802.97%-783.4pp | 29.38%-9.8pp |
| Employer contribution / active EE | $5,675 | $2,190+159.1% | $5,144+10.3% | $2,177+160.7% |
| Participant deferral / active EE | $3,006 | $2,471+21.7% | $5,198-42.2% | $3,514-14.5% |
| Admin fee / account holder | $647 | $472+37.0% | $13,955-95.4% | $847-23.7% |