Filed January 24, 2025
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $237,359 |
BRINKER CAPITAL3 years Filed as: BRINKER CAPITAL INVESTMENTS, LLC Service code 16 · EIN 32-0070947 | Consulting | $69,023 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 16 · EIN 26-0058143 | Consulting | $65,000 |
SC&H ATTEST SERVICES, P.C.6 years Service code 10 · EIN 52-1743645 | Accounting | $49,250 |
Filed as: FLAHARTY ASSET MANAGEMENT LLC Service code 16 · EIN 46-3118454 | Consulting | $21,630 |
OCTOBER THREE CONSULTING LLC3 years Service code 16 · EIN 27-1175487 | Consulting | $17,000 |
FLORIDA ATLANTIC S.C9+ years Service code 16 · EIN 65-0746029 | Consulting | $15,534 |
Filed as: RAYMOND JAMES AND ASSOC INC Service code 16 · EIN 59-1237041 | Consulting | $5,348 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$102,144 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $380,236 | $107,415+254.0% | $135,998+179.6% | $80,187+374.2% |
| Participation rate | 87.6% | 78.0%+9.6pp | 81.9%+5.7pp | 72.9%+14.7pp |
| Annual return | 35.84% | 91.99%-56.2pp | 68.37%-32.5pp | 40.40%-4.6pp |
| Employer contribution / active EE | $10,714 | $3,878+176.3% | $4,860+120.5% | $2,980+259.6% |
| Participant deferral / active EE | $13,057 | $8,189+59.4% | $7,761+68.2% | $5,016+160.3% |
| Admin fee / account holder | $156 | $127+22.6% | $10,769-98.6% | $145+7.4% |