Filed January 24, 2025
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.8+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $209,827 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $65,000 |
BRINKER CAPITAL2 years Filed as: BRINKER CAPITAL INVESTMENTS, LLC Service code 16 · EIN 32-0070947 | Consulting | $63,968 |
SC&H ATTEST SERVICES, P.C.5 years Service code 10 · EIN 52-1743645 | Accounting | $46,034 |
LPL FINANCIAL1 year Filed as: FLAHARTY ASSET MANAGEMENT-IPA Service code 16 · EIN 46-3118454 | Consulting | $31,840 |
FLORIDA ATLANTIC S.C8+ years Service code 16 · EIN 65-0746029 | Consulting | $31,730 |
Filed as: CHAS P. SMITH ASSOC Service code 16 · EIN 59-2030217 | Consulting | $20,166 |
OCTOBER THREE CONSULTING LLC2 years Service code 16 · EIN 27-1175487 | Consulting | $13,481 |
Filed as: RAYMOND JAMES AND ASSOCIATES INC Service code 16 · EIN 59-1237041 | Consulting | $5,376 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$48,732 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $337,049 | $95,388+253.3% | $125,401+168.8% | $77,906+332.6% |
| Participation rate | 86.9% | 78.6%+8.3pp | 82.4%+4.5pp | 73.7%+13.2pp |
| Annual return | -16.57% | 116.19%-132.8pp | 572.53%-589.1pp | 12.16%-28.7pp |
| Employer contribution / active EE | $10,443 | $3,666+184.8% | $4,816+116.8% | $2,846+266.9% |
| Participant deferral / active EE | $12,611 | $7,711+63.6% | $7,448+69.3% | $4,805+162.5% |
| Admin fee / account holder | $164 | $119+37.9% | $10,008-98.4% | $133+23.7% |