Filed January 23, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $100,100 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $43,446 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,801 |
Service code 13 · EIN 27-0293282 | Contract Administrator | $9,449 |
PENSION ASSURANCE LLP4 years Filed as: PENSION CONSULTING SERVICES, INC. Service code 13 | Contract Administrator | $4,319 |
PENSION ASSURANCE LLP3 years Filed as: PENSION CONSULTING SERVICES, LLC Service code 14 · EIN 47-2447303 | Plan Administrator | $525 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $21 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,282 | $72,303-45.7% | $86,698-54.7% | $64,819-39.4% |
| Participation rate | 91.3% | 80.4%+10.9pp | 76.6%+14.7pp | 71.5%+19.8pp |
| Annual return | -13.11% | 392.77%-405.9pp | 35.95%-49.1pp | 32.84%-45.9pp |
| Employer contribution / active EE | $951 | $2,393-60.2% | $2,837-66.5% | $2,507-62.1% |
| Participant deferral / active EE | $3,296 | $4,660-29.3% | $4,656-29.2% | $4,311-23.5% |
| Admin fee / account holder | $383 | $174+120.4% | $7,493-94.9% | $188+104.2% |