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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $64,554 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $57,833 |
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $12,205 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,424 | $88,982-33.2% | $102,438-42.0% | $77,671-23.5% |
| Participation rate | 84.1% | 80.9%+3.2pp | 76.5%+7.6pp | 70.6%+13.5pp |
| Annual return | 11.62% | 25.01%-13.4pp | 29.37%-17.8pp | 31.21%-19.6pp |
| Employer contribution / active EE | $1,943 | $2,698-28.0% | $3,024-35.7% | $2,726-28.7% |
| Participant deferral / active EE | $6,684 | $5,144+29.9% | $5,054+32.3% | $4,648+43.8% |
| Admin fee / account holder | $278 | $236+17.8% | $9,448-97.1% | $430-35.5% |