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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $64,554 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $57,833 |
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $12,205 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,424 | $89,067-33.3% | $102,423-42.0% | $77,714-23.5% |
| Participation rate | 84.1% | 80.9%+3.2pp | 76.5%+7.6pp | 70.6%+13.5pp |
| Annual return | 11.62% | 25.01%-13.4pp | 29.42%-17.8pp | 31.26%-19.6pp |
| Employer contribution / active EE | $1,943 | $2,699-28.0% | $3,023-35.7% | $2,727-28.7% |
| Participant deferral / active EE | $6,684 | $5,147+29.9% | $5,054+32.2% | $4,649+43.8% |
| Admin fee / account holder | $278 | $236+17.7% | $9,455-97.1% | $433-35.9% |